Investment Advisers Act Rules: as of February 14, 2020

This book reproduces in a convenient, slim volume the updated text of the regulations promulgated by the U.S. Securities and Exchange Commission’s under the Investment Advisers Act (in common parlance, the “Investment Advisers Act Rules” or “Advisers Act Rules” or “IAA Rules”), as compiled and maintained by the National Archives and Record Administration’s Office of Federal Regulation and the Government Publishing Office, as of February 14, 2020. This edition also includes instructions for and templates of the Form ADV and Form PF, as maintained by the SEC on its website as of February 14, 2020. This is an unofficial publication and is neither authorized nor endorsed by the Securities and Exchange Commission or any governmental body.