Securities Act Rules: as of February 14, 2020

This book reproduces in a convenient, slim volume the updated text of the regulations promulgated by the U.S. Securities and Exchange Commission’s under the Securities Act of 1933 (in common parlance, the “Securities Act Rules” or “’33 Act Rules”), as compiled and maintained by the National Archives and Record Administration’s Office of Federal Regulation and the Government Publishing Office, as of February 14, 2020. Among other frequently cited SEC rules regarding securities offerings, this edition includes the text of SEC Regulation D (“Reg D”), Regulation E (“Reg E”), Regulation S (“Reg S”), Regulation CE (“Reg CE”), and Rule 144A. This is an unofficial publication and is neither authorized nor endorsed by the Securities and Exchange Commission or any governmental body.